AI Form-Packet Pre-Flight for Wealth Advisors
Catch the errors that get custodian forms rejected before submission, and give the advisor a clear fix list in plain English.
Who it's for
Wealth advisors, RIAs, and operations teams that submit client form packets to custodians.
What it does
Reviews a client form packet, identifies the custodian forms, extracts load-bearing fields, checks the packet against firm and custodian rules, and returns either a green light or a specific punch list. Once corrected, the packet can be re-checked in seconds.
Features
- Custodian form classification
- Field extraction
- Shared and firm-specific validation rules
- Plain-English punch list
- Re-upload and re-check
- Custom rules without code
- Append-only audit trail
It uses explainable rules and a specific fix list, so the advisor knows what to correct and why. It is designed to reduce NIGO rejections without turning the review into a black box.
Common questions
What does NIGO mean and why does this help?
“Not In Good Order” - a form rejected by the custodian for a missing or inconsistent field. This checks the packet against firm and custodian rules before submission and returns a specific, plain-English punch list, so packets go out in good order the first time.
Can we add our own firm’s rules?
Yes. Rules are explainable and can be added without code, on top of the shared rule library - so each firm can encode its own checks.
How fast is the re-check after a fix?
Seconds. Re-upload the corrected packet and it re-runs the rules and returns an updated result.
Where this fits
This is one capability in a wider system. Explore the industry and the rest of what we build.
How often does a custodian send a packet back?
Start with a conversation. 30 minutes, no pitch.
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